SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Friday 28 August 2026. Back to the latest
Friday 28 August 2026
634 records- 8-K
Sangamo Therapeutics, Inc reports bankruptcy or receivership
Form 8-K, items 1.01, 1.03. Also entered a material agreement.
- 8-K
BioXcel Therapeutics, Inc. reports bankruptcy or receivership
Form 8-K, items 1.01, 1.03. Also entered a material agreement.
- 8-K
Mosaic Co reports debt accelerated by a triggering event
Form 8-K, item 2.04.
- 8-K
Socket Mobile, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Shuttle Pharmaceuticals Holdings, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Oragenics Inc received a delisting or listing-standard notice
Form 8-K, items 3.01, 8.01. Also reported other events.
- 8-K
Airwa Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
GeoVax Labs, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
BioAtla, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Gulf Resources, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Jupiter Neurosciences, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 8.01. Also reported other events.
- 8-K
KALA BIO, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Netcapital Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Azio AI Holdings, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 5.02. Also reports a director or officer change.
- 8-K
My Size, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
RemSleep Holdings Inc. changed its auditor
Form 8-K, items 4.01, 8.01. Also reported other events.
- Delisting
Nyse Arca, Inc. filed to remove AdvisorShares Trust from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming PJ Millennium Limited Partnership and VNET Group, Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Gouverneur Bancorp, Inc./MD/ and Rosenberg J. David.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Lianyi Holding Ltd and iOThree Ltd.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Biomerica Inc and BRC Group Holdings, Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming SharonAI Holdings Inc. and Situational Awareness LP.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Expion Energy, Inc. and Five Narrow Lane LP.
- 8-K
Energy Fuels Inc completed an acquisition or disposal
Form 8-K, items 2.01, 3.02. Also sold shares without registration.
- 8-K
Intrusion Inc completed an acquisition or disposal
Form 8-K, items 1.01, 2.01, 2.03, 5.07. Also entered a material agreement; took on a new financial obligation; reported shareholder vote results.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Galuccio Miguel Matias and Vista Energy, S.A.B. de C.V.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Gebbia Gloria E and Siebert Financial Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Eguchi Kouji and Medirom Healthcare Technologies Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Rezolve AI PLC and Wagner Daniel Maurice.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming AnKe Technology Co Ltd and Lufax Holding Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Gabelli Healthcare & WellnessRx Trust and Saba Capital Management, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bianco James A. and TuHURA Biosciences, Inc./NV.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming C3is Inc. and Imperial Petroleum Inc./Marshall Islands.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Anderson Charles C and First US Bancshares, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Autolus Therapeutics plc and PPF Group a.s.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Amster Howard and CBL & Associates Properties Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Boost Run Inc. and Goodrich Sean.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming AH Bio Fund II, L.P. and Nautilus Biotechnology, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Quantum-Si Inc and Rothberg Jonathan M.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming General Dynamics Corp and Longview Asset Management, LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Evogene Ltd. and L.I.A. Pure Capital Ltd.
- 8-K
Pluri Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Volato Group, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
RenX Enterprises Corp. entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
Spero Therapeutics, Inc. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Powercompute, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Quoin Pharmaceuticals, Ltd. entered a material agreement
Form 8-K, item 1.01.
- 8-K
PTC Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
SRX Global Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Rainier Acquisition Corp entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Pool Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Polar Power, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
SunPower Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
SeeQC, Inc. ended a material agreement
Form 8-K, item 1.02.
- 8-K
Exeter Automobile Receivables Trust 2026-4 entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Lockheed Martin Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
CONDUENT Inc ended a material agreement
Form 8-K, items 1.02, 5.02. Also reports a director or officer change.
- 8-K
Element Solutions Inc entered a material agreement
Form 8-K, items 1.01, 1.02, 8.01. Also ended a material agreement; reported other events.
- 8-K
Allegro Merger Corp. ended a material agreement
Form 8-K, item 1.02.
- 8-K
JBG SMITH Properties entered a material agreement
Form 8-K, item 1.01.
- 8-K
Karman Holdings Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01, 8.01. Also took on a new financial obligation; made a Regulation FD disclosure; reported other events.
- 8-K
Katapult Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Boeing Co entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Boundless Bio, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
BranchOut Food Inc. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Direct Digital Holdings, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
GeoVax Labs, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Hertz Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Hertz Global Holdings, Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Mobix Labs, Inc entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02, 3.03. Also took on a new financial obligation; sold shares without registration; changed shareholders’ rights.
- 8-K
Aps BDC, LLC entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Andretti Acquisition Corp. II entered a material agreement
Form 8-K, items 1.01, 5.07, 8.01. Also reported shareholder vote results; reported other events.
- 8-K
Bitgo Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
BOXABL Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Choice Hotels International Inc /DE entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Efcar, LLC entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Pro Dex Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Sunshine Biopharma Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Unifirst Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Sinclair, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Pinterest, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
SharonAI Holdings Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Vyome Holdings, Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Steele Bancorp Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Real REMAX Group Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Latch, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Lindsay Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Dollar General Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Edwards Lifesciences Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Flywheel Advanced Technology, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hycroft Mining Holding Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Asana, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Cornerstone Building Brands, Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Altria Group, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
NextBoat Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Arq, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
BRC Group Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Northpointe Bancshares Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Getty Images Holdings, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Lucid Group, Inc. reports a director or officer change
Form 8-K, items 2.03, 5.02, 7.01. Also took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Outset Medical, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
IonQ, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Peabody Energy Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Pedevco Corp reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Mccormick & Co Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Constellation Acquisition Corp I took on a new financial obligation
Form 8-K, item 2.03.
- Offering
Electra Therapeutics, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Adaptin Bio, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Mobix Labs, Inc filed to register new shares
Form S-1, registration statement.
- Offering
Amaero Inc. filed to register new shares
Form S-1, registration statement.
- Offering
NextBoat Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Obsidian Therapeutics, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Graf Industrial Corp. II filed to register new shares
Form S-1, registration statement.
- Offering
Bamboo Insurance Services, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Sunshine Biopharma Inc. filed to register new shares
Form S-1, registration statement.
- 8-K
Blackstone Private Equity Strategies Fund L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Ondas Inc. sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Blackstone Infrastructure Strategies (TE) L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Blackstone Infrastructure Strategies L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Adams Street Credit Solutions Fund sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Endovia Health Sciences, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
CVC-PE Global Private Equity Fund, LP sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Cycurion, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 7.01. Also amended its articles or bylaws; made a Regulation FD disclosure.
- 8-K
Blackstone Private Equity Strategies Fund (TE) L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Lord Abbett Private Credit Fund sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Lord Abbett Private Credit Fund S sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Macquarie Infrastructure Fund, L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- Offering
Wellchange Holdings Co Ltd published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
iBio, Inc. published results
Form 8-K, item 2.02.
- 8-K
GlobalTech Corp published results
Form 8-K, item 2.02.
- 8-K
Rare Element Resources Ltd reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Agarwal Amit Mohan and biote Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Feis Equities LLC and Southern Cross Acquisition II Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Pinnacle Family Office Investments L.P. and SUNation Energy, Inc.
- 8-K
Simulations Plus, Inc. reported shareholder vote results
Form 8-K, items 5.07, 8.01. Also reported other events.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming NFT Ltd and Orca Capital AG.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Jupiter Neurosciences, Inc. and Orca Capital AG.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming CastleKnight Master Fund LP and Suja Life, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Mixed Martial Arts Group Ltd and Ninja Trescado, LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Dare Bioscience, Inc. and Lind Global Fund III LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming PFS Bancorp, Inc. and WhiteRock Wealth Design LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Security Midwest Bancorp, Inc. and WhiteRock Wealth Design LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Advasa Holdings, Inc. and Uemura Holdings Co., Ltd.
- 8-K
Air T Inc reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Central Plains Bancshares, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Crinetics Pharmaceuticals, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Ballston Spa Bancorp, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Loop Industries, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Glucotrack, Inc. amended its articles or bylaws
Form 8-K, items 5.03, 8.01. Also reported other events.
- 8-K
Flowers Foods Inc amended its articles or bylaws
Form 8-K, item 5.03.
- Insider trades
382 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Sirius XM Holdings Inc. (12), Columbia Financial, Inc./MD/ (9), MIDDLEBY Corp (9), Carlyle Group Inc. (8), Jefferies Financial Group Inc. (8), Silver Bow Mining Corp. (8).
SEC Form 4
Showing the 150 most material of 252.