SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Tuesday 1 September 2026. Back to the latest
Tuesday 1 September 2026
783 records- 8-K
Park Dental Partners, Inc. discloses a material cybersecurity incident
Form 8-K, item 1.05.
- 8-K
NovoCure Ltd discloses a material cybersecurity incident
Form 8-K, items 1.05, 8.01. Also reported other events.
- 8-K
IP Strategy Holdings, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
U.S. GoldMining Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
XTI Aerospace, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
authID Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Crinetics Pharmaceuticals, Inc. received a delisting or listing-standard notice
Form 8-K, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03. Also reports a change in control; completed an acquisition or disposal; ended a material agreement; reports a director or officer change; changed shareholders’ rights; amended its articles or bylaws.
- 8-K
Barinthus Biotherapeutics plc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 8.01. Also reported other events.
- 8-K
Borealis Foods Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
CID Holdco, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
BioXcel Therapeutics, Inc. received a delisting or listing-standard notice
Form 8-K, items 2.03, 3.01. Also took on a new financial obligation.
- 8-K
IT Tech Packaging, Inc. changed its auditor
Form 8-K, item 4.01.
- Delisting
Nasdaq Stock Market LLC filed to remove Crinetics Pharmaceuticals, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove BOXABL Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove NCS Multistage Holdings, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Nutra Pharma Corp and Pure Raw Supplies, LLC.
- 8-K
Red Robin Gourmet Burgers Inc completed an acquisition or disposal
Form 8-K, items 2.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Korn Ferry completed an acquisition or disposal
Form 8-K, items 2.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Ryman Hospitality Properties, Inc. completed an acquisition or disposal
Form 8-K, items 2.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
NCS Multistage Holdings, Inc. completed an acquisition or disposal
Form 8-K, items 1.02, 2.01. Also ended a material agreement.
- 8-K
Hornbeck Offshore Services, Inc. completed an acquisition or disposal
Form 8-K, items 1.01, 1.02, 2.01, 2.03. Also entered a material agreement; ended a material agreement; took on a new financial obligation.
- 8-K
Figure Technology Solutions, Inc. completed an acquisition or disposal
Form 8-K, item 2.01.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Concentra Group Holdings Parent, Inc. and Ortenzio Robert A.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming ATG Capital Opportunities Fund LP and Empery Digital Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Orthopediatrics Corp and Squadron Capital LLC.
- 8-K
Hyperliquid Strategies Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Rent the Runway, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
J.P. Morgan Real Estate Income Trust, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Root, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Moderna, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Millrose Properties, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Revolution Medicines, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Spire Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Pennantpark Investment Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Shuttle Pharmaceuticals Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
MSC Income Fund, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 8.01. Also took on a new financial obligation; reported other events.
- 8-K
Valion Bio, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 5.02. Also reports a director or officer change; sold shares without registration.
- 8-K
TPG Private Equity Opportunities, L.P. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Kustom Entertainment, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 8.01. Also sold shares without registration; reported other events.
- 8-K
Indaptus Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Profusa, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Raphael Pharmaceutical Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Andretti Acquisition Corp. II entered a material agreement
Form 8-K, item 1.01.
- 8-K
Caterpillar Financial Services Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Applied Optoelectronics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Caterpillar Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Chesapeake Utilities Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Global Water Resources, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
BMO 2026-5C15 Mortgage Trust entered a material agreement
Form 8-K, item 1.01.
- 8-K
1st Franklin Financial Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Calumet, Inc. /DE entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Mohawk Industries Inc reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Willow Tree Capital Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Silver Bow Mining Corp. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Stark Novus Financial Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Intellinetics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Nixxy, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Yum Brands Inc reports a director or officer change
Form 8-K, items 5.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Mannatech Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hartford Creative Group, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Otter Tail Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
HWH International Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Vertex Pharmaceuticals Inc / MA reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Peoples Financial Services Corp. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Quantum Corp /DE/ reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Mid Penn Bancorp Inc reports a director or officer change
Form 8-K, items 5.02, 5.03. Also amended its articles or bylaws.
- 8-K
Raymond James Financial Inc reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Hycroft Mining Holding Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Invivyd, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Sprouts Farmers Market, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Exodus Movement, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Gitlab Inc. reports a director or officer change
Form 8-K, items 2.02, 5.02, 7.01. Also published results; made a Regulation FD disclosure.
- 8-K
Abpro Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
American Battery Materials, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Callan JMB Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
CDT Equity Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Alamar Biosciences, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Aeternum Health, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Avis Budget Group, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Greenlight Capital RE, Ltd. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Franklin Covey Co reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Fluence Energy, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Aptargroup, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Amrize Ltd reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Barfresh Food Group Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Flexible Solutions International Inc reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Getaround, Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Federal Home Loan Bank of Pittsburgh took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Des Moines took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Atlanta took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Boston took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Chicago took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Cincinnati took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Dallas took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Indianapolis took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Topeka took on a new financial obligation
Form 8-K, item 2.03.
- Offering
SB Energy, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
RainRock Acquisition Corp. filed to register new shares
Form S-1, registration statement.
- Offering
FingerMotion, Inc. filed to register new shares
Form S-1, registration statement.
- 8-K
LGL Group Inc changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 8.01. Also amended its articles or bylaws; reported other events.
- 8-K
VistaOne, L.P. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Remora Capital Corp sold shares without registration
Form 8-K, item 3.02.
- 8-K
Macquarie Energy Transition Infrastructure Fund, L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Alternus Clean Energy, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 8.01. Also amended its articles or bylaws; reported other events.
- 8-K
Andalusian Credit Company, LLC sold shares without registration
Form 8-K, item 3.02.
- 8-K
CNL Strategic Residential Credit, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Caring Brands, Inc. sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Cottonwood Communities, Inc. sold shares without registration
Form 8-K, item 3.02.
- Offering
Three Lions Acquisition Corp. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
Advance JV Group Ltd published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
Regis Corp published results
Form 8-K, item 2.02.
- 8-K
Medtronic plc published results
Form 8-K, item 2.02.
- 8-K
MongoDB, Inc. published results
Form 8-K, item 2.02.
- 8-K
MiniMed Group, Inc. published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Sportsman'S Warehouse Holdings, Inc. published results
Form 8-K, item 2.02.
- 8-K
Yext, Inc. published results
Form 8-K, item 2.02.
- 8-K
Palo Alto Networks Inc published results
Form 8-K, item 2.02.
- 8-K
Credo Technology Group Holding Ltd published results
Form 8-K, item 2.02.
- 8-K
Albany International Corp /DE/ published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Dell Technologies Inc. published results
Form 8-K, item 2.02.
- 8-K
Interactive Strength, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Universe Pharmaceuticals INC and Yang Lu (nmn).
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Tang Chengming and Universe Pharmaceuticals INC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Universe Pharmaceuticals INC and Ye Piao.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Universe Pharmaceuticals INC and Xie Shan.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming KCM Capital Inc and New ERA Energy & Digital, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Divisadero Street Capital Management, LP and Rush Street Interactive, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Universe Pharmaceuticals INC and Zheng Chunhua.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming MMCAP International Inc. SPC and Rainier Acquisition Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Li Xuefeng and Universe Pharmaceuticals INC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Fortress Biotech, Inc. and Integrated Core Strategies (US) LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Chen Xuncheng and Universe Pharmaceuticals INC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Freenome, Inc. and Roche Holdings Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Lu Shanshan and Universe Pharmaceuticals INC.
- 8-K
Earth Science Tech, Inc. reported shareholder vote results
Form 8-K, items 5.07, 7.01. Also made a Regulation FD disclosure.
- 8-K
AB Commercial Real Estate Private Debt Fund, LLC reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Capital Southwest Corp reported shareholder vote results
Form 8-K, items 5.03, 5.07, 7.01. Also amended its articles or bylaws; made a Regulation FD disclosure.
- 8-K
BiomX Inc. amended its articles or bylaws
Form 8-K, items 5.03, 8.01. Also reported other events.
- 8-K
Capital One Financial Corp amended its articles or bylaws
Form 8-K, item 5.03.
- Offering
Entrata, Inc. amended its share registration
Form S-1/A, amended registration statement.
- Offering
Cyabra, Inc. amended its share registration
Form S-1/A, amended registration statement.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming Advent International, L.P. and NCS Multistage Holdings, Inc.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming Bluemount Holdings Ltd and Luk Tung Lam.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming L1 Capital Global Opportunities Master Fund, Ltd. and Zeta Network Group.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming Agarwal Amit Mohan and biote Corp.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming Helikon Investments Ltd and New Pacific Metals Corp.
- Stake 13G
Updated passive stake of 5% or more
Schedule 13G/A naming South32 Ltd and Trilogy Metals Inc.
- Proxy
Acurx Pharmaceuticals, Inc. filed its proxy statement for a shareholder meeting
Schedule 14A.
- Proxy
Aethlon Medical Inc filed its proxy statement for a shareholder meeting
Schedule 14A.
- Proxy
Pacer Funds Trust filed its proxy statement for a shareholder meeting
Schedule 14A.
- Insider trades
518 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: CPI Card Group Inc. (16), NCS Multistage Holdings, Inc. (12), Crinetics Pharmaceuticals, Inc. (11), Bandwidth Inc. (9), BLACKBERRY Ltd (7), Fuller H B Co (7).
SEC Form 4
Showing the 150 most material of 265.