SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Friday 18 September 2026. Back to the latest
Friday 18 September 2026
641 records- 8-K
TELA Bio, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Fusemachines Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Moleculin Biotech, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Nextnrg, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Hyperfine, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
InMed Pharmaceuticals Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 8.01. Also reported other events.
- 8-K
BeyondSpring Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Dillard'S, Inc. received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Filana Therapeutics, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Gold.com, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
La Rosa Holdings Corp. changed its auditor
Form 8-K, item 4.01.
- 8-K
IT Tech Packaging, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Basin Electric Power Cooperative reports a material impairment
Form 8-K, item 2.06.
- Delisting
New York Stock Exchange LLC filed to remove Oneok Inc /New/ from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Saratoga Investment Corp. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Sasol Financing USA LLC from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Sasol Ltd from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming JMD Corporate Services Ltd and Troops, Inc. /Cayman Islands/.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming O'Connor Michael John and Rainmaker Worldwide Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming New Fortress Energy Inc. and Strategic Value Partners, LLC.
- 8-K
Elme Communities completed an acquisition or disposal
Form 8-K, items 1.02, 2.01. Also ended a material agreement.
- 8-K
Medalist Diversified, Inc. completed an acquisition or disposal
Form 8-K, item 2.01.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Estee Lauder Companies Inc and Trust Under Article 2 of the Zinterhofer 2008 Descendants TR.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming JATT II Acquisition Corp. and JATT Ventures II L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bess Ventures & Advisory, LLC and Blaize Holdings, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Pompliano Anthony John III and Silvia, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Mill Road Capital III, L.P. and Mistras Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming ATN International, Inc. and Prior Cornelius B JR.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming KKR Alternative Assets LLC and KKR Real Estate Select Trust Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Goodman Anthony Brian and Meridian Holdings Inc./NV.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Graftech International Ltd and Undavia Nilesh.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Eastern International Ltd. and Wong Albert.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming AMG BBH Asset-Backed Credit Fund, LLC and Brown Brothers Harriman & Co.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Oscar Health, Inc. and Thrive Capital Partners III, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Melco International Development LTD and Melco Resorts & Entertainment LTD.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Freedom Holding Corp. and Turlov Timur R.
- 8-K
Rivernorth Opportunities Fund, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Q/C Technologies, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02, 7.01. Also reports a director or officer change; made a Regulation FD disclosure.
- 8-K
RTB Digital, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Zoomcar Holdings, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 8.01. Also sold shares without registration; reported other events.
- 8-K
Strawberry Fields REIT, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
VisionWave Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
WhiteHawk Minerals Corp. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Silicon Valley Acquisition Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
WinVest Acquisition Corp. entered a material agreement
Form 8-K, items 1.01, 2.03, 5.03, 5.07. Also took on a new financial obligation; reported shareholder vote results; amended its articles or bylaws.
- 8-K
SOBR Safe, Inc. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Sixth Street Lending Partners entered a material agreement
Form 8-K, item 1.01.
- 8-K
Flux Power Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Hecla Mining Co/De/ entered a material agreement
Form 8-K, items 1.01, 1.02, 2.03, 3.03. Also ended a material agreement; took on a new financial obligation; changed shareholders’ rights.
- 8-K
Franklin BSP Real Estate Debt, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
HF Foods Group Inc. ended a material agreement
Form 8-K, items 1.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Pro Dex Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
BioStem Technologies, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
BCB Bancorp Inc entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Audioeye Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Constellation Brands, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Beazer Homes USA Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Credit Acceptance Corp entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
CapsoVision, Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Evolution Metals & Technologies Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Mistras Group, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
AMC Robotics Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Americas Carmart Inc entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
CDT Equity Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
Faraday Future Intelligent Electric Inc. entered a material agreement
Form 8-K, items 1.01, 1.02, 7.01. Also ended a material agreement; made a Regulation FD disclosure.
- 8-K
Innovative Food Holdings Inc entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
Liberty Energy Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Nauticus Robotics, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Newton Golf Company, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
ChampionsGate Acquisition Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Third Coast Bancshares, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Smith Micro Software, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Seer, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Universal Corp /VA/ reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Valero Energy Corp/Tx reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Saratoga Investment Corp. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Healthy Extracts Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Glucotrack, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Lennox International Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Lion Copper Corp. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Okta, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
PENTAIR plc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Adient plc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Creditriskmonitor Com Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Federal Home Loan Bank of New York reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
First Carolina Financial Services, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Gold.com, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
INVE Technologies, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Inhibitor Therapeutics, Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Adial Pharmaceuticals, Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Daktronics Inc /SD/ reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Alpine Auto Brokers Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Acorn Energy, Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
American Tower Corp /MA/ reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
C1 Fund Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Concentrix Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Farmers National Banc Corp /OH/ reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Ready Capital Corp took on a new financial obligation
Form 8-K, items 2.03, 8.01. Also reported other events.
- 8-K
Bunker Hill Mining Corp. took on a new financial obligation
Form 8-K, item 2.03.
- Offering
Lakewood-Amedex Biotherapeutics Inc. filed to register new shares
Form S-1, registration statement.
- Offering
TRex Bio, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
VME Companies, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Retension Pharmaceuticals, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Greenwave Technology Solutions, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
BioStem Technologies, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
SmartKem, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Glucotrack, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
NSCALE Ltd filed to register new shares
Form S-1, registration statement.
- Offering
Fold Holdings, Inc. filed to register new shares
Form S-1, registration statement.
- 8-K
VisionWave Holdings, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03. Also amended its articles or bylaws.
- 8-K
KKR FS Income Trust Select sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
KKR FS Income Trust sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
North Haven Net REIT sold shares without registration
Form 8-K, item 3.02.
- 8-K
Karyopharm Therapeutics Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03. Also amended its articles or bylaws.
- 8-K
5C Lending Partners Corp. sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Blue Owl Real Estate Net Lease Trust sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Carlyle Credit Solutions, Inc. sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Cottonwood Communities, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
ExchangeRight Income Fund sold shares without registration
Form 8-K, item 3.02.
- 8-K
Blue Owl Digital Infrastructure Trust sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Cemtrex Inc sold shares without registration
Form 8-K, item 3.02.
- Offering
Electra Therapeutics, Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
Haymaker Acquisition Corp V published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
PermRock Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
Permianville Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
San Juan Basin Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
Mesa Royalty Trust/Tx published results
Form 8-K, item 2.02.
- 8-K
Hugoton Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
BlossomHill Therapeutics, Inc. published results
Form 8-K, item 2.02.
- 8-K
Permian Basin Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
Cross Timbers Royalty Trust published results
Form 8-K, item 2.02.
- 8-K
Theravance Biopharma, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Creatd, Inc. and Reda Joseph.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Lincoln International, Inc. and Millennium Management LLC.
- 8-K
Roivant Sciences Ltd. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming General Atlantic, L.P. and Korsana Biosciences, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming MJL Manager LLC and Xenetic Biosciences, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Creatd, Inc. and SEG Opportunity Fund, LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Castaldo Gregory and Creatd, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Jane Street Group, LLC and Maison Solutions Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Direxion Shares ETF Trust and Rao Upender V.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Gnauck Johannes and Microvision, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Alector, Inc. and Biotechnology Value Fund L P.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Liberty Live Holdings, Inc. and Linonia Partnership LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Liberty Live Holdings, Inc. and Linonia Partnership LP.
- 8-K
GCT Semiconductor Holding, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
FibroBiologics, Inc. reported shareholder vote results
Form 8-K, items 5.07, 7.01. Also made a Regulation FD disclosure.
- 8-K
Cardio Diagnostics Holdings, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Grace Therapeutics, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
20/20 Biolabs, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Insider trades
417 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: RB Global Inc. (10), Scholastic Corp (9), Colgate Palmolive Co (8), 5C Lending Partners Corp. (7), Cisco Systems, Inc. (7), Crescent Biopharma, Inc. (7).
SEC Form 4
Showing the 150 most material of 224.