SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Monday 21 September 2026. Back to the latest
Monday 21 September 2026
618 records- 8-K
Sangamo Therapeutics, Inc reports bankruptcy or receivership
Form 8-K, items 1.03, 2.01. Also completed an acquisition or disposal.
- 8-K
Optimum Communications, Inc. says earlier financial statements can no longer be relied on
Form 8-K, items 2.02, 4.02. Also published results.
- 8-K
Linkhome Holdings Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- Delisting
Nasdaq Stock Market LLC filed to remove Themes ETF Trust from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Marsh & Mclennan Companies, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- 8-K
Woodward, Inc. reports exit or restructuring costs
Form 8-K, items 2.05, 7.01. Also made a Regulation FD disclosure.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Eckler Joe M JR and Regents Partners Income Fund IV, LP.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Cheetah Net Supply Chain Service Inc. and Takeover Time 2026 LLC.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Healthstream Inc and WJRJJ Ventures, LLC.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Rainmaker Worldwide Inc. and White Kelly Michelle.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Nant Capital, LLC and PDS Biotechnology Corp.
- 8-K
Visium Technologies, Inc. completed an acquisition or disposal
Form 8-K, items 1.01, 2.01, 3.02, 7.01, 8.01. Also entered a material agreement; sold shares without registration; made a Regulation FD disclosure; reported other events.
- 8-K
Generation Income Properties, Inc. completed an acquisition or disposal
Form 8-K, items 1.01, 2.01. Also entered a material agreement.
- 8-K
Axos Financial, Inc. completed an acquisition or disposal
Form 8-K, item 2.01.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming GreenWood Investors LLC and Jack in the Box Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming CEA Industries Inc. and YZILabs Management Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming RA Capital Management, L.P. and Sionna Therapeutics, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Silicon Valley Acquisition Sponsor LLC and Silicon Valley Acquisition Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Spruce Power Holding Corp and Steel Partners Holdings L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Lincoln Bain Capital Total Credit Fund and Lincoln Financial Investments Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Dorsett Jason Christopher and RTB Digital, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Kapoor Alok and Syntec Optics Holdings, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Priore Thomas Charles and Priority Technology Holdings, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Apeiron Investment Group Ltd. and Enhanced Group Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming O'Connor Michael John and Rainmaker Worldwide Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming BlackRock ESG Capital Allocation Term Trust and Saba Capital Management, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Rollins Gary W and Rollins Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Foglia Stephanie Athena and Mistras Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Rollins Gary W and RPC Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Cohen Ryan and GameStop Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Marinemax Inc and PPF Group a.s.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Family Trading Inc. and Top Ships Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming MasterCraft Boat Holdings, Inc. and Rollins Gary W.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Elliott Investment Management L.P. and SEADRILL Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming ISQ Global Fund II GP LLC and Kinetik Holdings Inc.
- 8-K
Sixth Street Lending Partners entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Techprecision Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
TOMI Environmental Solutions, Inc. ended a material agreement
Form 8-K, items 1.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Rainmaker Worldwide Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
Priority Technology Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Store Capital LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
Viking Acquisition Corp. II entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
Vista Gold Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Recursion Pharmaceuticals, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Trio Petroleum Corp entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Wesco International Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Quanome Technologies, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Myseum.AI, Inc. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Galaxy Gaming, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
Navitas Semiconductor Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Brown Forman Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
CDW Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Credit Acceptance Corp entered a material agreement
Form 8-K, items 1.01, 2.03, 8.01. Also took on a new financial obligation; reported other events.
- 8-K
Generation Income Properties, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Insulet Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Magnachip Semiconductor Corp entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Millrose Properties, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Algorhythm Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Alset Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Clearwater Paper Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Calisa Acquisition Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
GT Biopharma, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 3.03, 5.03. Also sold shares without registration; changed shareholders’ rights; amended its articles or bylaws.
- 8-K
Host Digital Inc. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
IB Acquisition Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Insight Molecular Diagnostics Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
InspireMD, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Jack in the Box Inc entered a material agreement
Form 8-K, items 1.01, 5.02, 7.01. Also reports a director or officer change; made a Regulation FD disclosure.
- 8-K
K&F Growth Acquisition Corp. II entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
National CineMedia, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
New ERA Energy & Digital, Inc. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Axon Enterprise, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
AIAI Holdings Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
DSS, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Orion180 Insurance Group Inc. entered a material agreement
Form 8-K, items 1.01, 5.02, 5.03, 8.01. Also reports a director or officer change; amended its articles or bylaws; reported other events.
- 8-K
World Acceptance Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
SmartKem, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Wolverine World Wide Inc /DE/ reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Turning Point Brands, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Resources Connection, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Quanome Technologies, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
TriplePoint Venture Growth BDC Corp. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Travere Therapeutics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
TriplePoint Private Venture Credit Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Volato Group, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Toro Co reports a director or officer change
Form 8-K, item 5.02.
- 8-K
WaterBridge Infrastructure LLC reports a director or officer change
Form 8-K, item 5.02.
- 8-K
ProPetro Holding Corp. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Trafalgar International, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
U S Physical Therapy Inc /NV reports a director or officer change
Form 8-K, item 5.02.
- 8-K
QUICKLOGIC Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
TOP Financial Group Ltd reports a director or officer change
Form 8-K, item 5.02.
- 8-K
American Superconductor Corp /DE/ reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Orion Group Holdings Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Dave & Buster's Entertainment, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Avantor, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Avantor, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
NBT Bancorp Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Baldwin Insurance Group, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Blend Labs, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
CVRx, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Coursera, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Ethan Allen Interiors Inc reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Magnite, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Pedevco Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Petmed Express Inc reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
ENB Financial Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
EverCommerce Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Federal Home Loan Bank of Atlanta reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
Beacon Financial Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
D-Wave Quantum Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Bridger Aerospace Group Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Dankon Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Industrial Logistics Properties Trust reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Innventure, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
LandBridge Co LLC reports a director or officer change
Form 8-K, item 5.02.
- 8-K
PACS Group, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
OppFi Inc. took on a new financial obligation
Form 8-K, items 2.03, 8.01. Also reported other events.
- Offering
Iambic Therapeutics, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Silicon Valley Acquisition Corp. II filed to register new shares
Form S-1, registration statement.
- 8-K
Stone Point Credit Income Fund sold shares without registration
Form 8-K, item 3.02.
- 8-K
PennantPark Private Income Fund sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
AB Private Lending Fund sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Neonc Technologies Holdings, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 7.01. Also amended its articles or bylaws; made a Regulation FD disclosure.
- 8-K
Ares Sports, Media & Entertainment Opportunities LP sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Barings Private Credit Corp sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Jaguar Health, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 8.01. Also amended its articles or bylaws; reported other events.
- 8-K
Monroe Capital Income Plus Corp sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- Offering
Orion180 Insurance Group Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
Leader's Advantage Acquisition Corp. published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
Bloomia Holdings, Inc. published results
Form 8-K, item 2.02.
- 8-K
Ennis, Inc. published results
Form 8-K, items 2.02, 8.01. Also reported other events.
- 8-K
Anaptysbio, Inc published results
Form 8-K, item 2.02.
- 8-K
Marygold Companies, Inc. published results
Form 8-K, item 2.02.
- 8-K
Profusa, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Biotechnology Value Fund L P and Tyra Biosciences, Inc.
- 8-K
Soligenix, Inc. reported shareholder vote results
Form 8-K, items 5.03, 5.07, 8.01. Also amended its articles or bylaws; reported other events.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Moll Peter and Werewolf Therapeutics, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Leader's Advantage Acquisition Corp. and MMCAP International Inc. SPC.
- 8-K
TurnOnGreen, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Emma Omega Ltd and Marinemax Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Aclaris Therapeutics, Inc. and Frazier Life Sciences Public Fund, L.P.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Venrock Healthcare Capital Partners III, L.P. and X4 Pharmaceuticals, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Rivernorth Opportunities Fund, Inc. and Thrivent Financial for Lutherans.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Haymaker Acquisition Corp V and MMCAP International Inc. SPC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Arxis, Inc. and Gerald W. Simonson Revocable Trust Agreement Dated May 12, 2.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Blasnik Steve and Cricut, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Nuran Wireless Inc. and Wagner Menachem.
- 8-K
Scholastic Corp reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Integrated Wellness Acquisition Corp reported shareholder vote results
Form 8-K, items 5.03, 5.07. Also amended its articles or bylaws.
- 8-K
Netlist Inc reported shareholder vote results
Form 8-K, item 5.07.
- Insider trades
385 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Western Digital Corp (15), Enact Holdings, Inc. (14), TransDigm Group INC (10), Daktronics Inc /SD/ (8), CrowdStrike Holdings, Inc. (7), Dell Technologies Inc. (7).
SEC Form 4
Showing the 150 most material of 233.