SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Wednesday 30 September 2026. Back to the latest
Wednesday 30 September 2026
566 records- 8-K
Leslie's, Inc. reports bankruptcy or receivership
Form 8-K, items 1.01, 1.03. Also entered a material agreement.
- 8-K
Petros Pharmaceuticals, Inc. reports bankruptcy or receivership
Form 8-K, items 1.03, 2.04, 5.02. Also reports debt accelerated by a triggering event; reports a director or officer change.
- 8-K
Outlook Therapeutics, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Omnitek Engineering Corp received a delisting or listing-standard notice
Form 8-K, items 3.01, 3.02, 5.01, 5.03, 8.01. Also reports a change in control; sold shares without registration; amended its articles or bylaws; reported other events.
- 8-K
ESS Tech, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Benitec Biopharma Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Alamo Group Inc reports a material impairment
Form 8-K, items 2.05, 2.06. Also reports exit or restructuring costs.
- Delisting
New York Stock Exchange LLC filed to remove IonQ, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Danaher Corp /DE/ from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove DigitalBridge Group, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove NutriBand Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Abpro Holdings, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nyse Arca, Inc. filed to remove Northern Lights Fund Trust II from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Keen Vision Acquisition Corp. from listing
Form 25-NSE, notice of removal from listing and registration.
- 8-K
Blaize Holdings, Inc. reports exit or restructuring costs
Form 8-K, item 2.05.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Equinox Partners Investment Management LLC and Silvercrest Asset Management Group Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Soundthinking, Inc. and Transom Capital Public Fund, LP.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Joseph Vicky Wai Yee and Mercury General Corp.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming NCCS Management, LLC and ONE Nuclear Energy Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming 3 E Network Technology Group Ltd and 3e Network Technology Pte.ltd.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Saba Capital Management, L.P. and Virtus Total Return Fund Inc.
- 8-K
Reliance Global Group, Inc. completed an acquisition or disposal
Form 8-K, items 1.01, 1.02, 2.01. Also entered a material agreement; ended a material agreement.
- 8-K
Manulife Private Credit Fund completed an acquisition or disposal
Form 8-K, items 1.01, 1.02, 2.01. Also entered a material agreement; ended a material agreement.
- 8-K
Nuveen Farmland REIT completed an acquisition or disposal
Form 8-K, items 1.01, 2.01. Also entered a material agreement.
- 8-K
DigitalBridge Group, Inc. completed an acquisition or disposal
Form 8-K, items 2.01, 3.03. Also changed shareholders’ rights.
- 8-K
John Hancock Comvest Private Income Fund completed an acquisition or disposal
Form 8-K, items 1.01, 2.01. Also entered a material agreement.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Herzfeld Thomas J and Herzfeld Credit Income Fund, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Allogene Therapeutics, Inc. and TPG GP A, LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Soundthinking, Inc. and Veradace Capital Management LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming AGL Private Credit Income Fund and Abu Dhabi Investment Authority.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Ho Michael and Hut 8 Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Cadre Holdings, Inc. and Kanders Warren B.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming NC SLF Inc. and UAW Retiree Medical Benefits Trust.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Digimarc Corp and Ocho Investments LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Falcon's Beyond Global, Inc. and Infinite Acquisitions Partners LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Intercont (Cayman) Ltd and Zhu Muchun.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Charter Communications, Inc. /MO/ and Cox Enterprises Inc ET AL.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Evo Fund and Super League Enterprise, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Fund 1 Investments, LLC and Xponential Fitness, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Baker Bros. Advisors LP and Kodiak Sciences Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Blackstone Holdings III L.P. and Bumble Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming AMG BBH Asset-Backed Credit Fund, LLC and Brown Brothers Harriman & Co.
- 8-K
Sonoco Products Co entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
OceanLight Acquisition Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Powercompute, Inc. ended a material agreement
Form 8-K, items 1.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Power Solutions International, Inc. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Nissan Auto Receivables Co II LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
Standard Biotools Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Onar Holding Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
VerifyMe, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Vivakor, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02, 7.01. Also reports a director or officer change; made a Regulation FD disclosure.
- 8-K
Rank One Computing Corp entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Madison Square Garden Sports Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
TD Synnex Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Reed'S, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Vroom, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Peoples Bancorp Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Lantern Pharma Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Nomad Power Solutions, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Porsche Auto Funding LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
Vsee Health, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
Newbury Street II Acquisition Corp entered a material agreement
Form 8-K, items 1.01, 5.02, 8.01. Also reports a director or officer change; reported other events.
- 8-K
Sizzle Acquisition Corp. II entered a material agreement
Form 8-K, item 1.01.
- 8-K
Lafayette Square USA, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Trump Media & Technology Group Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
TTM Technologies Inc entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01, 8.01. Also took on a new financial obligation; made a Regulation FD disclosure; reported other events.
- 8-K
Pitney Bowes Inc /DE/ entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01. Also took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Trio Petroleum Corp entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Massimo Group entered a material agreement
Form 8-K, item 1.01.
- 8-K
Park Hotels & Resorts Inc. ended a material agreement
Form 8-K, item 1.02.
- 8-K
Zone Frontier Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Take Two Interactive Software Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
CIMG Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Diamondback Energy, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
Five Point Holdings, LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
KLX Energy Services Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Burke & Herbert Financial Services Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Cuentas Inc. entered a material agreement
Form 8-K, items 1.01, 3.03, 8.01. Also changed shareholders’ rights; reported other events.
- 8-K
Goldman Sachs Private Middle Market Credit II LLC entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Biomarin Pharmaceutical Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
BioStem Technologies, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Carriage Services Inc entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
CTO Realty Growth, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01. Also took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Childrens Place, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Capital Bancorp Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Digimarc Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Hormel Foods Corp /DE/ entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Grindr Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Hyperscale Data, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Indaptus Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Inogen Inc entered a material agreement
Form 8-K, items 1.01, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Addentax Group Corp. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Ultra Clean Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Luvulis Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Regeneron Pharmaceuticals, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Virtuix Holdings Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07, 8.01. Also reported shareholder vote results; reported other events.
- 8-K
TScan Therapeutics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Moderna, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Mattel Inc /DE/ reports a director or officer change
Form 8-K, item 5.02.
- 8-K
City Holding Co reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Cycurion, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
General Mills Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Fortrea Holdings Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Johnson Controls International plc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Atlantica Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
American Electric Power Co Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Exascale Labs Holdings Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Carlsmed, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Cars.com Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Halozyme Therapeutics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hartford Insurance Group, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Healthequity, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Jones Lang Lasalle Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Kardigan, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Lee Enterprises, Inc reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Levi Strauss & Co reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Albertsons Companies, Inc. reports a director or officer change
Form 8-K, item 5.02.
- Offering
GEN Restaurant Group, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
BHAV Acquisition Corp II filed to register new shares
Form S-1, registration statement.
- 8-K
Macquarie Energy Transition Infrastructure Fund, L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Toppoint Holdings Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03. Also amended its articles or bylaws.
- 8-K
Macquarie Infrastructure Fund, L.P. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Stonepeak-Plus Infrastructure Fund LP sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Brookfield Private Equity Fund LP sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
FrontView REIT, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Antares Strategic Credit Fund II LLC sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
AGL Private Credit Income Fund sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Antares Strategic Credit Fund sold shares without registration
Form 8-K, items 3.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Beasley Broadcast Group Inc sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- Offering
NewGenIvf Group Ltd published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
Moving Image Technologies Inc. published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Streamex Corp. published results
Form 8-K, item 2.02.
- 8-K
Micron Technology Inc published results
Form 8-K, item 2.02.
- 8-K
Progress Software Corp /MA published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Pacific Coast Oil Trust published results
Form 8-K, item 2.02.
- 8-K
Rafael Holdings, Inc. published results
Form 8-K, items 2.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
ReposiTrak, Inc. published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Cal-Maine Foods Inc published results
Form 8-K, item 2.02.
- 8-K
Hancock Park Corporate Income, Inc. published results
Form 8-K, item 2.02.
- 8-K
Jabil Inc published results
Form 8-K, item 2.02.
- 8-K
Factset Research Systems Inc published results
Form 8-K, items 2.02, 5.03. Also amended its articles or bylaws.
- 8-K
Bassett Furniture Industries Inc published results
Form 8-K, item 2.02.
- 8-K
Conagra Brands Inc. published results
Form 8-K, item 2.02.
- 8-K
Fidelity Private Credit Fund published results
Form 8-K, items 2.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Biotechnology Value Fund L P and Stoke Therapeutics, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Forager Capital Management, LLC and i3 Verticals, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming IM Cannabis Corp. and L.I.A. Pure Capital Ltd.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Accelerant Holdings and Glazer Capital, LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Amerisafe Inc and Millennium Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming IM Cannabis Corp. and Invest Pro Shukai Hon Ltd.
- Insider trades
293 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Bridgewater Bancshares Inc (9), Loews Corp (8), American Outdoor Brands, Inc. (6), Cogent Communications Holdings, Inc. (6), VerifyMe, Inc. (6), Centene Corp (5).
SEC Form 4
Showing the 150 most material of 273.