SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Wednesday 7 October 2026. Back to the latest
Wednesday 7 October 2026
638 records- 8-K
Greenlane Holdings, Inc. reports bankruptcy or receivership
Form 8-K, items 1.03, 2.01. Also completed an acquisition or disposal.
- 8-K
Dalrada Technology Group, Inc. reports debt accelerated by a triggering event
Form 8-K, items 1.01, 1.02, 2.04, 8.01. Also entered a material agreement; ended a material agreement; reported other events.
- 8-K
Columbus Acquisition Corp/Cayman Islands received a delisting or listing-standard notice
Form 8-K, items 1.01, 2.01, 3.01, 3.03, 5.01, 5.02. Also reports a change in control; completed an acquisition or disposal; entered a material agreement; reports a director or officer change; changed shareholders’ rights.
- 8-K
Onfolio Holdings, Inc received a delisting or listing-standard notice
Form 8-K, items 3.01, 8.01. Also reported other events.
- 8-K
American Resources Corp received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
CTT Pharmaceutical Holdings, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Vylor Inc. changed its auditor
Form 8-K, items 2.01, 2.03, 3.02, 4.01, 5.02. Also completed an acquisition or disposal; reports a director or officer change; took on a new financial obligation; sold shares without registration.
- 8-K
Azenta, Inc. reports a material impairment
Form 8-K, items 2.05, 2.06. Also reports exit or restructuring costs.
- Delisting
Nasdaq Stock Market LLC filed to remove Aditxt, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Sangamo Therapeutics, Inc from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove NUSATRIP Inc from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming OpenWorld, Inc. and Shaw Matthew Ian.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Calamos Aksia Alternative Credit & Income Fund and Vos James H.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Lee Keng Jie and Steakholder Foods Ltd.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Blackstone Holdings II L.P. and Varagon Capital Corp.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Hernandez Gerard Albert Palana and OpenWorld, Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Southport Acquisition Sponsor II LLC and Southport Acquisition Corp. II.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bradley & Daytona Railway & Land Co. LLC and Power REIT.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bitfury Top HoldCo B.V. and Cipher Digital Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Mid Penn Bancorp Inc and Norcross Philip A.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Madrone Partners, L.P. and StoneCo Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Pompliano Anthony John III and Silvia, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming New Germany Fund Inc and Saba Capital Management, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Mexico Fund Inc and Saba Capital Management, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Oaktree Capital Holdings, LLC and TORM plc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Smith Midland Corp and Thompson Davis & Co., Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming American Outdoor Brands, Inc. and Engine Capital, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Designer Brands Inc. and Stone House Capital Management, LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Activant Ventures Advisors III, LLC and Better Home & Finance Holding Co.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Artikkhodjaev Jakhongir Abidovich and StageWise Strategies Corp.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Foglia Stephanie Athena and Mistras Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Katz Gary Morris and Presidio Property Trust, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Invest Acquisition Corp and Meteora Capital, LLC.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Brown Robert G/ and SPAR Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Fund 1 Investments, LLC and Xponential Fitness, Inc.
- 8-K
Charlton Aria Acquisition Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
Riley Exploration Permian, Inc. ended a material agreement
Form 8-K, items 1.02, 2.03. Also took on a new financial obligation.
- 8-K
Healthcare Services Group Inc entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
loanDepot, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
GridAI Technologies Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Host Digital Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
CSLM Digital Asset Acquisition Corp III, Ltd entered a material agreement
Form 8-K, item 1.01.
- 8-K
Cero Therapeutics Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
EQT Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
TTEC Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
BKV Corp entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Fatpipe Inc/UT entered a material agreement
Form 8-K, items 1.01, 1.02, 2.03, 7.01. Also ended a material agreement; took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Ocean Power Technologies, Inc. entered a material agreement
Form 8-K, items 1.01, 1.02, 5.02. Also ended a material agreement; reports a director or officer change.
- 8-K
SRX Global Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Spyre Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
VIP Play, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Vylor Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Beam Global entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
ExchangeRight Income Fund entered a material agreement
Form 8-K, item 1.01.
- 8-K
BioNexus Gene Lab Corp entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
Skyworks Solutions, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Clearway Energy, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Clearway Energy LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
Ultragenyx Pharmaceutical Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Stoneridge Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Bank5 2026-5YR24 entered a material agreement
Form 8-K, item 1.01.
- 8-K
W&T Offshore Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Magnite, Inc. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Nuvve Holding Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Alkami Technology, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Crane NXT, Co. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Armstrong World Industries Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Tessera Defense & Homeland Security Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hims & Hers Health, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Matternet, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
T3 Defense Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Advasa Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Nutanix, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
TE Connectivity plc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Boston Scientific Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Northann Corp. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
lululemon athletica inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Corteva, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
BCB Bancorp Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Fuelcell Energy Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
WillScot Holdings Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Rivian Automotive, Inc. / DE took on a new financial obligation
Form 8-K, item 2.03.
- Offering
FireFly Robotics, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Decoy Therapeutics Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Centinel Spine Holdco, Inc. filed to register new shares
Form S-1, registration statement.
- 8-K
Ares Real Estate Income Trust Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
New Mountain Net Lease Trust sold shares without registration
Form 8-K, item 3.02.
- 8-K
North Haven Net REIT sold shares without registration
Form 8-K, item 3.02.
- 8-K
Nexgel, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03. Also amended its articles or bylaws.
- 8-K
Scienture Holdings, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 5.03, 7.01. Also amended its articles or bylaws; made a Regulation FD disclosure.
- 8-K
Invesco Commercial Real Estate Finance Trust, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Ares Industrial Real Estate Income Trust Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
EQT Exeter Real Estate Income Trust, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Corteva, Inc. changed shareholders’ rights
Form 8-K, items 3.03, 8.01. Also reported other events.
- 8-K
Goldman Sachs Real Estate Finance Trust Inc sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Ares Core Infrastructure Fund sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Venture Global, Inc. published results
Form 8-K, item 2.02.
- 8-K
Vaalco Energy Inc /DE/ published results
Form 8-K, item 2.02.
- 8-K
Resources Connection, Inc. published results
Form 8-K, item 2.02.
- 8-K
Avax One Technology Ltd. published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Helmerich & Payne, Inc. published results
Form 8-K, item 2.02.
- 8-K
Applied Digital Corp. published results
Form 8-K, item 2.02.
- 8-K
Levi Strauss & Co published results
Form 8-K, item 2.02.
- 8-K
Profound Medical Corp. published results
Form 8-K, item 2.02.
- 8-K
Figure Technology Solutions, Inc. published results
Form 8-K, item 2.02.
- 8-K
Safe Pro Group Inc. published results
Form 8-K, item 2.02.
- 8-K
Richardson Electronics, Ltd. published results
Form 8-K, item 2.02.
- 8-K
Worthington Steel, Inc. published results
Form 8-K, items 2.02, 8.01. Also reported other events.
- 8-K
APA Corp published results
Form 8-K, item 2.02.
- 8-K
Immersion Corp reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Aquestive Therapeutics, Inc. and Bass Edward P.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming CDT Equity Inc. and Primary Development Fund (Cayman) SPC - E3 Fund SP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Nantahala Capital Management, LLC and Research Alliance Corp III.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming BTC Development Corp. and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Alpine Associates Management Inc. and Sangoma Technologies Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming GSR V Acquisition Corp. and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming AmperCap Acquisition Co and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Lakeshore Acquisition III Corp. and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Tribeca Strategic Acquisition Corp. and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Beta Bionics, Inc. and Price T Rowe Associates Inc /MD/.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming King Street Capital Management, L.P. and New Fortress Energy Inc.
- 8-K
Unusual Machines, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
LogicMark, Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Pasqal Holding SA and Quantonation Co-Investment SPV I, LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming First Trust Exchange-Traded Fund Viii and First Trust Portfolios LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming State Street Corp and Trade Desk, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Neo-Concept International Group Holdings Ltd and Orca Capital AG.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Geospace Technologies Corp and Grace & White Inc /NY.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Commodore Capital LP and Sagimet Biosciences Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming FMR LLC and Skyworks Solutions, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Capital World Investors and New Fortress Energy Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Dai Chun Yin and Mint Inc Ltd.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Bellevue Group AG and Yarrow Bioscience, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming D. Boral Acquisition I Corp. and Wolverine Asset Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Allspring Global Investments Holdings, LLC and EverQuote, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming SL Green Realty Corp and Yet Daniel.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Coastlands Capital LP and OnKure Therapeutics, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming AmpliTech Group, Inc. and Funicular Funds, LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming L1 Capital Pty Ltd and Sigma Lithium Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Investiqo SAS and Pasqal Holding SA.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Calamos Aksia Alternative Credit & Income Fund and K-Multi CAPIX Fo1, LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Linden Capital L.P. and Southport Acquisition Corp. II.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming FMR LLC and Illumina, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Dycom Industries Inc and Millennium Management LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Lau Chun Kit and Mint Inc Ltd.
- Insider trades
320 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Arqit Quantum Inc. (8), Clorox Co /DE/ (7), LXP Industrial Trust (7), Provident Financial Holdings Inc (7), Workday, Inc. (7), Kulicke & Soffa Industries Inc (6).
SEC Form 4
Showing the 150 most material of 318.