SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Friday 9 October 2026. Back to the latest
Friday 9 October 2026
575 records- 8-K
Better Home & Finance Holding Co received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Alaunos Therapeutics, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Accendra Health Inc/Va/ received a delisting or listing-standard notice
Form 8-K, items 3.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Streamex Corp. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
IT Tech Packaging, Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
CTT Pharmaceutical Holdings, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Verde Resources, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Profusa, Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Selectis Health, Inc. reports a change in control
Form 8-K, items 1.01, 2.01, 2.03, 3.03, 5.01. Also completed an acquisition or disposal; entered a material agreement; took on a new financial obligation; changed shareholders’ rights.
- 8-K
Metrospaces, Inc. reports a change in control
Form 8-K, items 1.01, 5.01, 5.02. Also entered a material agreement; reports a director or officer change.
- Delisting
Nasdaq Stock Market LLC filed to remove Fast Track Group from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Armada Acquisition Corp. II from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Vestand Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nyse Arca, Inc. filed to remove Listed Funds Trust from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nasdaq Stock Market LLC filed to remove Nuvve Holding Corp. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
Nyse Arca, Inc. filed to remove USCF ETF Trust from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Blantyre Capital II Ltd and National CineMedia, Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Creatura Christopher and Vertical Data Inc.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Goldenwell Biotech, Inc. and Zhou Ming.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Webuy Global Ltd and Zheng Mingjie.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Hard Rock Holdco LLC and Omnitek Engineering Corp.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Nexpu Ltd. and Xu Ruilin.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Nickel Jesse and Vertical Data Inc.
- 8-K
Ashford Hospitality Trust Inc completed an acquisition or disposal
Form 8-K, item 2.01.
- 8-K
Hepion Pharmaceuticals, Inc. completed an acquisition or disposal
Form 8-K, items 1.01, 2.01. Also entered a material agreement.
- 8-K
Ranger Energy Services, Inc. completed an acquisition or disposal
Form 8-K, item 2.01.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Gogoro Inc. and Gold Sino Assets Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Melco International Development LTD and Melco Resorts & Entertainment LTD.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Karbon-X Corp. and Morsevo Trade, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Fairmount Funds Management LLC and Spyre Therapeutics, Inc.
- 8-K
Copley Acquisition Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
BMW Auto Leasing LLC entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Launch Two Acquisition Corp. entered a material agreement
Form 8-K, items 1.01, 5.03, 5.07. Also reported shareholder vote results; amended its articles or bylaws.
- 8-K
Cheetah Net Supply Chain Service Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Star Holdings entered a material agreement
Form 8-K, item 1.01.
- 8-K
Arts Way Manufacturing Co Inc entered a material agreement
Form 8-K, items 1.01, 2.02, 2.03. Also took on a new financial obligation; published results.
- 8-K
INNOVATE Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Alpine Income Property Trust, Inc. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
authID Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Dentsply Sirona Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
bioAffinity Technologies, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
XMax Inc. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Evernorth Holdings Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Atossa Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
McGraw Hill, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Quantum Cyber N.V. entered a material agreement
Form 8-K, item 1.01.
- 8-K
i3 Verticals, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Gray Media, Inc entered a material agreement
Form 8-K, items 1.01, 2.03, 8.01. Also took on a new financial obligation; reported other events.
- 8-K
Aldel Financial II Inc. entered a material agreement
Form 8-K, items 1.01, 5.03, 5.07. Also reported shareholder vote results; amended its articles or bylaws.
- 8-K
Atmos Energy Corp entered a material agreement
Form 8-K, item 1.01.
- 8-K
TruGolf Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Vaxcyte, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Sky Quarry Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Stride, Inc. entered a material agreement
Form 8-K, items 1.01, 5.02. Also reports a director or officer change.
- 8-K
Saratoga Investment Corp. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Altria Group, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Universal Safety Products, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Gray Media, Inc entered a material agreement
Form 8-K, items 1.01, 2.03, 8.01. Also took on a new financial obligation; reported other events.
- 8-K
Arrive AI Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
T Stamp Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Navan, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Ares Commercial Real Estate Corp entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Niki BioSolutions, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Mangoceuticals, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Volato Group, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Sunshine Biopharma Inc. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Digital Realty Trust, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Myriad Genetics Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Mitek Systems Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Zedge, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Sidus Space Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Autozone Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Marzetti Co reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Vogenx, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Victoria's Secret & Co. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Veea Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Enerpac Tool Group Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Cigna Group reports a director or officer change
Form 8-K, item 5.02.
- 8-K
TOP Financial Group Ltd reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Plum Acquisition Corp. IV reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Healthequity, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Quince Therapeutics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Phoenix Education Partners, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Bark, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Moleculin Biotech, Inc. reports a director or officer change
Form 8-K, items 5.02, 5.07. Also reported shareholder vote results.
- 8-K
AgEagle Aerial Systems Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Goldenwell Biotech, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Fluence Energy, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Avient Corp reports a director or officer change
Form 8-K, items 2.02, 5.02. Also published results.
- 8-K
Hubspot Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
MSGS Spinco, Inc. reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Jazz Pharmaceuticals plc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
NextBoat Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Cisco Systems, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Greystone Housing Impact Investors LP reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Pool Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Quantum Corp /DE/ reports a director or officer change
Form 8-K, items 2.02, 5.02, 8.01. Also published results; reported other events.
- 8-K
Vistagen Therapeutics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
BioRestorative Therapies, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Gen Digital Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Lucid Group, Inc. took on a new financial obligation
Form 8-K, item 2.03.
- Offering
Aspen Neuroscience, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Specificity, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
GT Biopharma, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Bambusa Therapeutics, Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Simwon America Corp. filed to register new shares
Form S-1, registration statement.
- Offering
Patriot Mobile Inc. filed to register new shares
Form S-1, registration statement.
- Offering
Bio Key International Inc filed to register new shares
Form S-1, registration statement.
- 8-K
Cemtrex Inc changed shareholders’ rights
Form 8-K, items 3.03, 5.03. Also amended its articles or bylaws.
- 8-K
Hydrofarm Holdings Group, Inc. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Flyte Aviation, Inc. sold shares without registration
Form 8-K, items 3.02, 8.01. Also reported other events.
- 8-K
Vivakor, Inc. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Sculptor Diversified Real Estate Income Trust, Inc. sold shares without registration
Form 8-K, items 3.02, 7.01. Also made a Regulation FD disclosure.
- Offering
Retension Pharmaceuticals, Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
Sunshine Biopharma Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
DarkIris Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
DarkIris Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
TRex Bio, Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
New Horizon Aircraft Ltd. published results
Form 8-K, item 2.02.
- 8-K
Wilson Bank Holding Co published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Delta Air Lines, Inc. published results
Form 8-K, item 2.02.
- 8-K
Cosmos Health Inc. published results
Form 8-K, item 2.02.
- 8-K
SolarMax Technology, Inc. published results
Form 8-K, item 2.02.
- 8-K
GEE Group Inc. reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Global-E Online Ltd. and Wasatch Advisors LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Equitable Holdings, Inc. and Rivernorth Opportunities Fund, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Alliancebernstein L.P. and Rivernorth Opportunities Fund, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Societe Generale SA and Vodafone Group Public Ltd Co.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Glazer Capital, LLC and Sangoma Technologies Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Amtech Systems Inc and Wasatch Advisors LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Glazer Capital, LLC and Utz Brands, Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Mao Hongliang and Webuy Global Ltd.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Calamos Investment Trust/Il and SilverBox Corp IV.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Feis Equities LLC and Pine Tree Acquisition Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Mesa Laboratories Inc /CO/ and Wasatch Advisors LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Orion Group Holdings Inc and Wasatch Advisors LP.
- 8-K
iSpecimen Inc. reported shareholder vote results
Form 8-K, item 5.07.
- 8-K
Gran Tierra Energy Inc. reported shareholder vote results
Form 8-K, items 5.07, 8.01. Also reported other events.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming PDF Solutions Inc and Wasatch Advisors LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming ICF International, Inc. and Wasatch Advisors LP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming ICF International, Inc. and Wasatch Advisors LP.
- 8-K
OFA Group reported shareholder vote results
Form 8-K, item 5.07.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Cellebrite DI Ltd. and Pertento Partners LLP.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Blackstone Strategic Credit 2027 Term Fund and Coastal Bridge Advisors, LLC.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Frazier Life Sciences Public Fund, L.P. and Q32 Bio Inc.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Eagle Point Credit Management LLC and Oxford Lane Capital Corp.
- Stake 13G
New passive stake of 5% or more
Schedule 13G naming Black Rock Coffee Bar, Inc. and Wasatch Advisors LP.
- 8-K
Generation Income Properties, Inc. amended its articles or bylaws
Form 8-K, item 5.03.
- 8-K
Starfighters Space, Inc. amended its articles or bylaws
Form 8-K, item 5.03.
- 8-K
Armlogi Holding Corp. amended its articles or bylaws
Form 8-K, item 5.03.
- Insider trades
312 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Designer Brands Inc. (15), News Corp (13), Lamb Weston Holdings, Inc. (12), J.Jill, Inc. (10), Eastman Chemical Co (8), Duos Technologies Group, Inc. (6).
SEC Form 4
Showing the 150 most material of 263.