SEC EDGAR: material events, stakes, listings, share offerings, annual and quarterly reports.
Showing Thursday 15 October 2026. Back to the latest
Thursday 15 October 2026
577 records- 8-K
Greenlane Holdings, Inc. reports bankruptcy or receivership
Form 8-K, item 1.03.
- 8-K
Globaltek Ventures, Inc. says earlier financial statements can no longer be relied on
Form 8-K, items 4.01, 4.02. Also changed its auditor.
- 8-K
Cyngn Inc. received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Innovative Eyewear Inc received a delisting or listing-standard notice
Form 8-K, item 3.01.
- 8-K
Reliability Inc changed its auditor
Form 8-K, item 4.01.
- 8-K
Boumarang Inc. changed its auditor
Form 8-K, item 4.01.
- 8-K
Northrim Bancorp Inc reports a material impairment
Form 8-K, items 2.02, 2.06, 8.01. Also published results; reported other events.
- 8-K
Fortune Brands Innovations, Inc. reports a material impairment
Form 8-K, items 2.06, 7.01. Also made a Regulation FD disclosure.
- Delisting
New York Stock Exchange LLC filed to remove Bakkt, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Santander Holdings USA, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Clear Channel Outdoor Holdings, Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Delisting
New York Stock Exchange LLC filed to remove Merck & Co., Inc. from listing
Form 25-NSE, notice of removal from listing and registration.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Alaunos Therapeutics, Inc. and Fairmount Funds Management LLC.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Strata Critical Medical, Inc. and Third Point LLC.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Gogoro Inc. and Ruen Hua Dyeing & Weaving Co., Ltd.
- Stake 13D
New stake of 5% or more by a holder who may seek influence
Schedule 13D naming Liontrust Investment Partners LLP and Maxcyte, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming LogicMark, Inc. and Simmons Chia-Lin.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming GNK Holdings LLC and Reliance Global Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Alaunos Therapeutics, Inc. and Postma Robert W.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Penske Automotive Group, Inc. and Penske Roger S.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Lunai Bioworks Inc. and William Anderson Wittekind.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Psyence Biomedical Ltd. and Psyence Labs Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Japan Smaller Capitalization Fund Inc and Saba Capital Management, L.P.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Mitsui & Co Ltd and Penske Automotive Group, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bank of America Corp /DE/ and Nuveen Minnesota Quality Municipal Income Fund.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Bleichroeder LP and MDxHealth SA.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Artikkhodjaev Jakhongir Abidovich and Teg Overseas, Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming Borr Drilling Ltd and Drew Holdings Ltd.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming ISQ Global Fund II GP LLC and Kinetik Holdings Inc.
- Stake 13D
Updated stake of 5% or more by a holder who may seek influence
Schedule 13D/A naming GNK Holdings LLC and Reliance Global Group, Inc.
- 8-K
Endovia Health Sciences, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
United States Natural Gas Fund, LP entered a material agreement
Form 8-K, item 1.01.
- 8-K
Evofem Biosciences, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
New America Acquisition I Corp. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Pyrophyte Acquisition Corp. II entered a material agreement
Form 8-K, item 1.01.
- 8-K
SUNation Energy, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Consolidated Water Co. Ltd. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Varonis Systems Inc entered a material agreement
Form 8-K, item 1.01.
- 8-K
Biohaven Ltd. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Avnet Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Tianci International, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Sow Good Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Perfect Moment Ltd. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Datavault AI Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Blue Owl Capital Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Frazier Life Sciences Acquisition Corp. II entered a material agreement
Form 8-K, items 1.01, 3.02, 5.03, 8.01. Also sold shares without registration; amended its articles or bylaws; reported other events.
- 8-K
Norwegian Cruise Line Holdings Ltd. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Penske Automotive Group, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Mount Logan Capital Inc. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
NCL CORP Ltd. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Crypto Co entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
Transocean Ltd. entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01. Also took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Recursion Pharmaceuticals, Inc. entered a material agreement
Form 8-K, items 1.01, 2.02, 7.01, 8.01. Also published results; made a Regulation FD disclosure; reported other events.
- 8-K
Cenntro Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Venture Global, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Vivos Therapeutics, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
AtlasClear Holdings, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
CCC Intelligent Solutions Holdings Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Opko Health, Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
MSD Investment Corp. entered a material agreement
Form 8-K, items 1.01, 2.03, 8.01. Also took on a new financial obligation; reported other events.
- 8-K
Gibraltar Industries, Inc. entered a material agreement
Form 8-K, items 1.01, 7.01. Also made a Regulation FD disclosure.
- 8-K
Vroom, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Profusa, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 3.02. Also took on a new financial obligation; sold shares without registration.
- 8-K
Toyota Auto Finance Receivables LLC entered a material agreement
Form 8-K, item 1.01.
- 8-K
Crescent Energy Co entered a material agreement
Form 8-K, items 1.01, 2.02. Also published results.
- 8-K
Exascale Labs Holdings Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Everest Consolidator Acquisition Corp entered a material agreement
Form 8-K, items 1.01, 5.03, 5.07, 8.01. Also reported shareholder vote results; amended its articles or bylaws; reported other events.
- 8-K
Pinterest, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Afs Sensub Corp. entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Brookfield Private Equity Fund LP entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Aditxt, Inc. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Americas Carmart Inc entered a material agreement
Form 8-K, items 1.01, 8.01. Also reported other events.
- 8-K
Cronos Group Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
TheRealReal, Inc. entered a material agreement
Form 8-K, items 1.01, 2.03, 7.01. Also took on a new financial obligation; made a Regulation FD disclosure.
- 8-K
Ocugen, Inc. entered a material agreement
Form 8-K, items 1.01, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Shoe Station Group Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
FreightCar America, Inc. entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Establishment Labs Holdings Inc. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Alx Oncology Holdings Inc entered a material agreement
Form 8-K, items 1.01, 3.02. Also sold shares without registration.
- 8-K
First Tracks Biotherapeutics, Inc. entered a material agreement
Form 8-K, items 1.01, 3.02, 7.01. Also sold shares without registration; made a Regulation FD disclosure.
- 8-K
CONDUENT Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
SPACSphere Acquisition Corp. entered a material agreement
Form 8-K, item 1.01.
- 8-K
Clearone Inc entered a material agreement
Form 8-K, items 1.01, 2.03. Also took on a new financial obligation.
- 8-K
Silver Point Private Credit Fund entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Silver Point Specialty Lending Fund entered a material agreement
Form 8-K, items 1.01, 1.02. Also ended a material agreement.
- 8-K
Arrow Electronics, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Claritev Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
York Water Co reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Cantor Equity Partners V, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
AbbVie Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Compass Minerals International Inc reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Pineapple Financial Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01, 8.01. Also made a Regulation FD disclosure; reported other events.
- 8-K
Orion Group Holdings Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Actinium Pharmaceuticals, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Sinda Ltd. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Neonc Technologies Holdings, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Blackstone Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Lemaitre Vascular Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
BJ's Wholesale Club Holdings, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Mays J W Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Medline Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
SYNAPTICS Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Datavault AI Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Biomerica Inc reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Carpenter Technology Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Super Micro Computer, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hamilton Lane INC reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
ManpowerGroup Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hyster-Yale, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Amplitude, Inc. reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Cantor Equity Partners VII, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Albertsons Companies, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Hain Celestial Group Inc reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
MongoDB, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Caterpillar Inc reports a director or officer change
Form 8-K, items 5.02, 8.01. Also reported other events.
- 8-K
Halliburton Co reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Enerpac Tool Group Corp reports a director or officer change
Form 8-K, item 5.02.
- 8-K
VERRA MOBILITY Corp reports a director or officer change
Form 8-K, items 5.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Olema Pharmaceuticals, Inc. reports a director or officer change
Form 8-K, item 5.02.
- 8-K
Federal Home Loan Bank of Dallas took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Chicago took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Pittsburgh took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
WTI Fund X, Inc. took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Boston took on a new financial obligation
Form 8-K, item 2.03.
- 8-K
Federal Home Loan Bank of Atlanta took on a new financial obligation
Form 8-K, item 2.03.
- Offering
Cashlin filed to register new shares
Form S-1, registration statement.
- 8-K
Andersen Group Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Grayscale Stellar Lumens Trust (XLM) sold shares without registration
Form 8-K, item 3.02.
- 8-K
Blackstone Real Estate Income Trust, Inc. sold shares without registration
Form 8-K, item 3.02.
- 8-K
Vivakor, Inc. sold shares without registration
Form 8-K, item 3.02.
- Offering
Iambic Therapeutics, Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- Offering
Amaero Inc. published a final prospectus
Form 424B4, prospectus for a priced offering.
- 8-K
Interactive Brokers Group, Inc. published results
Form 8-K, item 2.02.
- 8-K
Main Street Capital CORP published results
Form 8-K, item 2.02.
- 8-K
SenesTech, Inc. published results
Form 8-K, item 2.02.
- 8-K
River Financial Corp published results
Form 8-K, item 2.02.
- 8-K
Marsh & Mclennan Companies, Inc. published results
Form 8-K, item 2.02.
- 8-K
First Horizon Corp published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Westamerica Bancorporation published results
Form 8-K, item 2.02.
- 8-K
Schwab Charles Corp published results
Form 8-K, item 2.02.
- 8-K
Interpace Biosciences, Inc. published results
Form 8-K, item 2.02.
- 8-K
Kimberly Clark Corp published results
Form 8-K, item 2.02.
- 8-K
Plug Power Inc published results
Form 8-K, item 2.02.
- 8-K
ChronoScale Holdings Corp published results
Form 8-K, item 2.02.
- 8-K
PNC Financial Services Group, Inc. published results
Form 8-K, item 2.02.
- 8-K
FMC Corp published results
Form 8-K, item 2.02.
- 8-K
Cohen & Steers, Inc. published results
Form 8-K, item 2.02.
- 8-K
Capital Southwest Corp published results
Form 8-K, item 2.02.
- 8-K
Commercial Metals Co published results
Form 8-K, items 2.02, 7.01. Also made a Regulation FD disclosure.
- 8-K
Hunt J B Transport Services Inc published results
Form 8-K, item 2.02.
- Insider trades
292 insider-trade forms filed by directors and major holders
Shown as a count until Loro reads the transactions inside them: who bought or sold, how many shares, at what price. Most filings: Micron Technology Inc (17), Clear Channel Outdoor Holdings, Inc. (14), GDS Holdings Ltd (9), Thor Industries Inc (9), Winnebago Industries Inc (9), Eagle Materials Inc (8).
SEC Form 4
Showing the 150 most material of 285.