Investors building or changing stakes in listed companies, and what they say they want.
A Schedule 13D filed with the SEC on 9 November 2026 names Credenza, Inc. as a reporting person in connection with GameSquare Holdings, Inc., though the filing excerpt supplied does not state the stake size or purpose.
SEC filings show Nant Capital bought Peraso shares and warrants for about $10 million under an October purchase agreement.
SEC filings show Mangrove Coast Investment Limited, which holds 42.74% of X Financial, has made a non-binding offer for the shares it does not own.
A Schedule 13D filed on 6 November 2026 shows OPI VII, a Delaware limited partnership managed by OrbiMed Advisors LLC, holds 3,589,132 shares of Aspen Neuroscience, Inc., equal to approximately 12.3% of the company's outstanding shares.
The Schedule 13D filed on 6 November 2026 shows BW Altor Pte. Ltd. holds 109,352,091 shares of Cadeler plc, about 30.77% of the company, received through a one-for-one exchange completed on 2 November 2026.
A Schedule 13D filed on 4 November 2026 shows Akretive Holdings LLC holds 2,229,805 shares of cbdMD, Inc., about 15.9% of the company, acquired under a September 2026 asset purchase agreement that includes a right to nominate a director.
A Schedule 13D filed on 4 November 2026 shows Saba Capital Management, L.P. disclosed a stake in Invesco Senior Income Trust bought for approximately $23,061,256 and said it may seek board seats, propose buy-backs or push for the fund's liquidation.
SEC filings show SK hynix bought Penguin Solutions convertible preferred stock for $377,162,666 in cash, giving it beneficial ownership of 9.1% of the common stock.
SEC filings show Arkhouse and Cobblers Cove proposed to buy Dine Brands for $39.00 a share in cash on 26 October, and the board rejected the proposal three days later.
SEC filings show Everrise subscribed for 45.3 million new common shares of ATA Creativity Global at $0.4667 each.
SEC filings show Smith & Wesson Brands paid 8,993,968 shares and $42.4 million in cash for Long Range Intermediate LLC, leaving the seller's owners with 16.7% of the company.
A Schedule 13D filed on 2 November 2026 shows Narragansett Financial Corporation received 11,638,000 shares of Narragansett Bancorp, Inc., or 55.0% of the issuer's outstanding common stock, with no cash paid in connection with a mutual holding company reorganisation.
A Schedule 13D filed with the SEC on 30 October 2026 shows Quint Digital Ltd reporting an interest in Lee Enterprises, Inc, tied to a share purchase agreement amended in July 2026.
The Schedule 13D filed by YA II PN, Ltd. on 30 October 2026 discloses an option agreement giving the fund the right to acquire half of Ultra AI Holdings LLC, the entity that holds 5,000,000 shares of Ives Ultra AI Opportunities Inc.
SEC filings show SunHydrogen bought 203,650,000 NewHydrogen shares and warrants for 407,300,000 more in a private placement, and may seek a seat on its board.
Bubble Holdings, LLC, GP Investments, Ltd. and GP Cash Management, Ltd. filed a Schedule 13D on 29 October 2026 disclosing a stake in Zevia PBC linked to a Securities Purchase Agreement and Registration Rights Agreement dated 22 October 2026.
A Schedule 13D filed with the SEC on 28 October 2026 shows HoldCo Asset Management, LP and affiliated entities reporting a holding in BankUnited, Inc. as of 21 October 2026.
SEC filings show American Airlines Group now holds 31.8 million Azul common shares and has not ruled out seeking changes at the Brazilian airline.
SEC filings show Toronto-based EdgePoint Investment Group holds 50.5 million Mattel shares and has signed a cooperation agreement with the toy maker.
SEC filings show the hedge fund manager's funds bought $120m of preferred stock before Ionic Digital's Nasdaq listing and a further $142.2m of shares on the open market.
SEC filings show Saba Capital Management bought 596,101 shares in the closed-end fund in six weeks and has reserved the right to nominate directors or seek a change of manager.
A Schedule 13D filed by Eli Lilly and Company on 16 October 2026 shows the drugmaker holds 5,480,872 shares of TRex Bio, Inc., built from preferred-stock conversions and an IPO purchase, with a Lilly employee sitting on TRex Bio's board.
A Schedule 13D filed on 16 October 2026 shows Pani Corp. holds 3,206,185 shares of AI OKTO Corp., or 74.2% of shares outstanding, received in a spin-off from Toro Corp. completed on 8 October 2026.
SEC filings show the Taiwan company bought 8.6 million Gogoro shares at $2.48 each under an agreement with Gogoro, and has agreed a standstill on seeking control.
SEC filings show Third Point LLC has built a 5.8% stake in Strata Critical Medical, the successor to Blade Air Mobility, and says the business is not of a scale to support its overhead.
SEC filings show funds managed by Powell Anderson Capital Partners paid about $2.9m for 7.06 million shares in the office landlord.
SEC filings show Saba Capital Management paid about $17.1m for a 5.11% stake in the business development company.
SEC filings show ASP Isotopes' subsidiary LHE LNG Holdings intends to exercise warrants so it can vote ENDRA shares at a special meeting.
Amendment No. 3 to the Blantyre Capital II Schedule 13D, filed with the SEC on 9 October 2026, shows beneficial ownership of National CineMedia, Inc. common stock adjusted to 27,141,507 shares following settlement of a 2023 transaction.
SEC filings show Swiss company TBG AG received 5.1 million ESCO Technologies shares as part payment for Megger Group, alongside $922 million in cash.
A Schedule 13D filed on 9 October 2026 shows Hard Rock Holdco LLC and its manager Kevin Jay Hayes, Jr. may be deemed to beneficially own 85.2% of Omnitek Engineering Corp's outstanding common stock, largely through convertible preferred shares and warrants.
SEC filings show a Blackstone-controlled partnership bought 9.7 million Varagon Capital shares in a private deal on 30 September and has not ruled out seeking influence over the board.
SEC filings show funds managed by Cross Ocean Partners received 21,890,180 KLX Energy Services shares in a backstop exchange that closed on 29 September 2026.
Lee Keng Jie filed a Schedule 13D on 7 Oct 2026: a stake above 5% held by a party that has not ruled out seeking influence. Item 4 of the filing states the purpose.
A Schedule 13D filed with the SEC on 6 October 2026 shows Fog Cutter Holdings, LLC reporting a stake in Tavia Acquisition Corp, tied to a Purchase and Sponsor Handover Agreement dated 29 September 2026.
SEC filings show Erez Asset Management spent about $43 million on 10 million Empire State Realty Trust shares and has discussed strategy with the board.
SEC filings show MFN Partners, which holds 19.3% of RXO, has signed an agreement to vote its shares in favour of the freight broker's merger with C.H. Robinson.
SEC filings show Nokia received Inseego shares and warrants for the business and invested a further $10m, and has agreed to a lock-up of up to two years.
SEC filings show Group 1 Automotive will expand its board to 11 and appoint a Conifer Management analyst from 1 November, in return for standstill and voting commitments from Conifer.
What the registers and filings showed this week, the stories Loro found in them, and the numbers behind each one. Starts in the new year; register now to get it from the first issue.
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