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Bubble Holdings files Schedule 13D on Zevia PBC stake tied to October securities purchase deal

Bubble Holdings, LLC, GP Investments, Ltd. and GP Cash Management, Ltd. filed a Schedule 13D on 29 October 2026 disclosing a stake in Zevia PBC linked to a Securities Purchase Agreement and Registration Rights Agreement dated 22 October 2026.

30 Oct 2026 · Business

HoldCo Asset Management discloses stake in BankUnited via Schedule 13D

A Schedule 13D filed with the SEC on 28 October 2026 shows HoldCo Asset Management, LP and affiliated entities reporting a holding in BankUnited, Inc. as of 21 October 2026.

29 Oct 2026 · Business

OrbiMed-affiliated fund OPI VII reports 12.3% stake in Aspen Neuroscience

A Schedule 13D filed on 6 November 2026 shows OPI VII, a Delaware limited partnership managed by OrbiMed Advisors LLC, holds 3,589,132 shares of Aspen Neuroscience, Inc., equal to approximately 12.3% of the company's outstanding shares.

08 Nov 2026 · Business

Company or person2

HE GP LLC

Company

1 records in the corpus

AEROEQUITY GP, LLC

Company

4 records in the corpus

Primary record20

Metropolitan Bank Holding Corp. filed SCHEDULE 13D/A

on Form 8-K filed on October 20, 2026. Y Patriot Financial Partners GP III, L.P. a AF N DE 0.00 584946.00 0.00 584946.00 584946.00 N 4.76 PN This calculation is based on 12,285,553 shares of Common Stock of the Issuer ou

06 Nov 2026 · sec daily index

Eton Pharmaceuticals, Inc. filed SCHEDULE 13G/A

, as amended, or otherwise. One Boston Place, 26th Floor, Boston, MA 02108 Opaleye Management Inc. - Massachusetts Opaleye, L.P. - Delaware James Silverman - United States Y 2,440,000.00 Items 4(a) through 4(c) reflect t

06 Nov 2026 · sec daily index

Opaleye Management Inc. filed SCHEDULE 13G/A

, as amended, or otherwise. One Boston Place, 26th Floor, Boston, MA 02108 Opaleye Management Inc. - Massachusetts Opaleye, L.P. - Delaware James Silverman - United States Y 1,120,000.00 3.76% Based on 29,769,466 shares

06 Nov 2026 · sec daily index

Gossamer Bio, Inc. filed SCHEDULE 13G/A

, as amended, or otherwise. One Boston Place, 26th Floor, Boston, MA 02108 Opaleye Management Inc. - Massachusetts Opaleye, L.P. - Delaware James Silverman - United States Y 426,989.00 6.98 % 0 426,989.00 0 426,989.00 Y

06 Nov 2026 · sec daily index

Apollo Commercial Real Estate Finance, Inc. filed SCHEDULE 13G

0001193125-26-452127.txt : 20261106 SCHEDULE 13G 1 primary_doc.xml X0202 SCHEDULE 13G 0001929389 XXXXXXXX LIVE Common Stock, $0.01 par value 10/30/2026 0001467760 Apollo Commercial Real Estate Finance, Inc. 03762U105 c/o

06 Nov 2026 · sec daily index

FG Imperii Acquisition Corp. filed SCHEDULE 13G/A

on July 24, 2026. The Investment Manager serves as the investment manager to HB Strategies LLC, in whose name the securities reported herein are held. As such, the Investment Manager may be deemed to be the beneficial ow

06 Nov 2026 · sec daily index

Brilliant Earth Group, Inc. filed SCHEDULE 13G/A

0001193125-26-452170.txt : 20261106 SCHEDULE 13G/A 1 primary_doc.xml X0202 SCHEDULE 13G/A 0001883367 XXXXXXXX LIVE 3 Class A common stock, $0.0001 par value per share 09/30/2026 0001866757 Brilliant Earth Group, Inc. 109

06 Nov 2026 · sec daily index

GameSquare Holdings, Inc. filed SCHEDULE 13D/A

0001193125-26-451830.txt : 20261106 SCHEDULE 13D/A 1 primary_doc.xml X0202 SCHEDULE 13D/A 0001040463 XXXXXXXX LIVE 7 Common Stock, par value of $0.0001 10/26/2026 false 0001714562 36468G202 GameSquare Holdings, Inc. 6775

06 Nov 2026 · sec daily index

Opaleye Management Inc. filed SCHEDULE 13G/A

0001493152-26-050453.txt : 20261106 SCHEDULE 13G/A 1 primary_doc.xml X0202 SCHEDULE 13G/A 0001493152-26-035625 0001595855 XXXXXXXX LIVE 2 Common Stock, par value $0.0001 per share 09/30/2026 0001841330 Pasithea Therapeut

06 Nov 2026 · sec daily index

Saba Capital Management, L.P. filed SCHEDULE 13D/A

, the beneficial owner of the Common Shares reported herein. The address of the business office of each of the Reporting Persons is 405 Lexington Avenue, 58th Floor, New York, New York 10174. The principal business of: (

06 Nov 2026 · sec daily index

Ethos Technologies Inc. filed SCHEDULE 13G/A

on May 1, 2026, and subsequently amended on August 7, 2026. This Amendment is the final amendment to the Schedule 13G and constitutes an exit filing for the reporting persons. GV 2019 GP, L.P. DE 0.00 0.00 0.00 0.00 0.00

06 Nov 2026 · sec daily index

Bambusa Therapeutics, Inc. filed SCHEDULE 13D

, as amended, (the "Act") is filed as Exhibit 99.1. The Reporting Persons' ownership of the Issuer's securities includes (i) 5,933,787 shares of common stock held directly by the Fund; and (ii) 1,495,971 shares of common

06 Nov 2026 · sec daily index

Eos Energy Enterprises, Inc. filed SCHEDULE 13G

on August 5, 2026, and assumes the exercise of the warrants and the exchange of the Frontier Units held by Hudson Bay Master Fund Ltd., HT Investments MA LLC and HBC MSF Capital Solutions Blocker II LLC. The Investment M

06 Nov 2026 · sec daily index

CODEXIS, INC. filed SCHEDULE 13G/A

0001493152-26-050456.txt : 20261106 SCHEDULE 13G/A 1 primary_doc.xml X0202 SCHEDULE 13G/A 0001493152-26-021299 0001595855 XXXXXXXX LIVE 5 Common Stock, par value $0.0001 per share 09/30/2026 0001200375 Codexis, Inc. 1920

06 Nov 2026 · sec daily index

Opaleye Management Inc. filed SCHEDULE 13G/A

0001493152-26-050454.txt : 20261106 SCHEDULE 13G/A 1 primary_doc.xml X0202 SCHEDULE 13G/A 0001493152-26-021483 0001595855 XXXXXXXX LIVE 5 Ordinary Shares, par value NIS 1.00 per share. 09/30/2026 0001684693 Sol-Gel Techn

06 Nov 2026 · sec daily index

RA CAPITAL MANAGEMENT, L.P. filed SCHEDULE 13D/A

(the "SEC") on February 9, 2018, and amended on July 30, 2019, December 16, 2020, March 23, 2021, September 6, 2022, October 4, 2022, December 5, 2022, January 11, 2024, June 12, 2024, February 21, 2025, August 14, 2025,

06 Nov 2026 · sec daily index

HARROW, INC. filed SCHEDULE 13G/A

, as amended, or otherwise. One Boston Place, 26th Floor, Boston, MA 02108 Opaleye Management Inc. - Massachusetts Opaleye, L.P. - Delaware James Silverman - United States Y 2,105,000.00 5.62 % 0 2,105,000.00 0 2,105,000

06 Nov 2026 · sec daily index

Guerrilla RF, Inc. filed SCHEDULE 13D/A

0001437749-26-035657.txt : 20261106 SCHEDULE 13D/A 1 primary_doc.xml X0202 SCHEDULE 13D/A 0001832887 XXXXXXXX LIVE 2 Common Stock, $0.0001 par value 11/04/2026 false 0001832487 40162G203 Guerrilla RF, Inc. 2000 PISGAH CH

06 Nov 2026 · sec daily index

Blackstone Holdings II L.P. filed SCHEDULE 13G

, as amended (the "Act"), or for any other purpose and each of the Reporting Persons expressly disclaims beneficial ownership of such shares of Class A Common Stock. The filing of this statement should not be construed t

06 Nov 2026 · sec daily index

Vir Biotechnology, Inc. filed SCHEDULE 13D/A

; or (j) Any action similar to any of those enumerated above. Items 5(a)-(c) of the Original 13D are hereby amended and supplemented as follows: AVF IX is the record owner of 5,055,689 shares of Common Stock ("AVF IX Rec

06 Nov 2026 · sec daily index